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Mitchell S. Spector

Mitchell S. Spector

New York, NY

Mitch co-leads Berkshire’s Financial Technology coverage and Investment Management practice.

Mitch joined Berkshire in 2004 and has over 30 years of industry experience.  Mitch has advised on a wide range of M&A and capital raise transactions for clients across the financial technology and financial services sectors.

Notable Transaction Experience:
iM Global/ Asset Preservation Advisors (2021)
State Street / Mercatus (2021)
Vanguard / Just Invest (2021)
iM Global Partner / Litman Gregory (2021)
Shelton Capital Management / ICON Funds (2020)
Resolute Investment Managers / National Investment Services (2019)
B. Riley Financial, Inc. / FBR & Co. (2017)
Sun Life Financial / Prime Advisors (2015)
Raymond James Financial / Cougar Global Investments (2015)
Fiera Capital Corporation / Samson Capital Advisors (2015)
Sun Life Financial / Ryan Labs (2015)
BTG Pactual / Regions Timberland Group (Regions Financial Corporation) (2013)
STW Fixed Income Management / Schroder US Holdings Inc. (2012)
FBR Funds / Hennessy Advisors Inc. (2012)
Rochdale Investment Management / City National Bank (2012)

Prior Work Experience:
CIBC World Markets, Head of Regulated Industries M&A
Prudential Securities,  Head of Financial Services M&A
Bear, Stearns & Co. Inc., Head of Financial Services M&A

Education & Affiliations:
The Wharton School of the University of Pennsylvania, MBA
The University of Pennsylvania, BS in Economics

Phi Beta Kappa Foundation, Investment Committee Member