Date
Seller
Acquirer
Sector
Sub-sector
Region(s)
Seller AUM
- All
- Investment Management
- Private Markets – Private Equity / Credit
- Private Markets - Real Estate / Assets
- Wealth Management
- Securities and Investment Banking
- Related Sectors
- North America
- EMEA
- APAC
4/19/2018
C&G Capital Corporation (Cadaret, Grant & Co., Inc.; Capital Strategy Group, Ltd.; Cadaret Grant Agency Inc.)
Atria Wealth Solutions, Inc.
Securities and Investment Banking
Independent Broker Dealer
North America
N/A
1/19/2018
BinckBank NV; Flow Traders NV (Think ETF Asset Management)
Van Eck Associates Corporation
Investment Management
ETFs
EMEA/North America
1,833
12/18/2017
Capital One Financial Corporation (Individual and institutional investment management and trust business)
Hancock Holding Company
Wealth Management
RIA
North America
4,100
11/3/2017
Westpac Banking Corporation (Hastings Fund Management Limited)
Northill Capital LP
Private Markets - Real Estate / Assets
Infrastructure
APAC/EMEA
2,722
11/30/2017
INTERNOS Holdings Ltd. (INTERNOS Global Investors Ltd.)
Principal Financial Group, Inc.
Private Markets - Real Estate / Assets
Real Estate
EMEA/North America
3,259
10/31/2017
Strategas Research Partners, LLC
Baird Financial Group
Securities and Investment Banking
North America
N/A
10/10/2017
Center Coast Capital Advisors (Center Coast Capital Holdings, LLC)
Brookfield Asset Management Inc.
Investment Management
Mutual Funds
North America
4,281
9/29/2017
Mesa West Capital, LLC
Morgan Stanley
Private Markets - Real Estate / Assets
Commercial Real Estate Debt
North America
3,400
4/19/2017
National Life Group (Sentinel Asset Management, Inc.)
Western and Southern Financial Group
Investment Management
Mutual Funds
North America
5,540
9/20/2017
Bank of New York Mellon Corporation (CenterSquare Investment Management Holdings, Inc.)
CenterSquare Investment Management & Lovell Minnick Partners
Investment Management
Equities
North America
9,300
3/3/2017
Ares Management LP (European Capital Fund Management)
LGT Capital Partners Ltd.
Private Markets - Private Equity / Credit
Private Debt
EMEA
579
4/12/2017
Stockbridge Capital Group
CITIC Capital Holdings Limited
Private Markets - Real Estate / Assets
Real Estate
North America
10,900
2/20/2017
CIM Group, LLC
Mitsui & Co., Ltd.
Private Markets - Real Estate / Assets
Real Estate
North America/APAC
19,200
2/21/2017
FBR & Co.
B. Riley Financial, Inc.
Securities and Investment Banking
Investment Bank
North America/APAC
N/A
1/4/2017
Credit Value Partners, LP
New York Life Insurance Co.
Private Markets - Private Equity / Credit
Private Debt
North America
1,904
1/13/2017
ArcLight Capital Partners, LLC
Goldman Sachs, Wafra Investment Advisory Group
Private Markets - Real Estate / Assets
Private Equity
North America
8,900
1/3/2017
American Capital, Ltd. (American Capital CLO Management, LLC)
Marble Point Credit Management LLC
Private Markets - Private Equity / Credit
Private Debt
North America
3,400
12/1/2016
Sound Harbor Partners
Allianz AG
Private Markets - Private Equity / Credit
Private Debt
North America/EMEA
1,126
11/14/2016
TA X L.P. (Keeley Asset Management Corp.)
GGCP, Inc.
Investment Management
Mutual Funds
North America
2,444
11/14/2016
BDT Capital Partners, LLC (Tudor, Pickering, Holt & Co LLC)
Perella Weinberg Partners LP
Securities and Investment Banking
Investment Bank
North America
N/A
